RegFin Compliance Platform

byRegFin

RegFin is a compliance platform designed for registered investment advisers (RIAs), integrating archiving, compliance, and vendor due diligence into a unified system. It offers comprehensive solutions for communications archiving, trade monitoring, marketing reviews, and more, all within a single platform.

Features

  • Email, SMS, iMessage, WhatsApp archiving
  • Social media & website capture
  • Trade monitoring & preclearance
  • Form ADV, marketing reviews, vendor due diligence
  • Approved Content Library
  • AI copilot
  • Client document delivery

Categories

Compliance & RegTech

Product Details

Pricing
Subscription
Deployment
Cloud
Location
🇺🇸 United States
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